BlackRock Compliance Communications Analyst (Budapest) in Budapest, Hungary
At BlackRock we are building something great in Budapest, our new global technology and Innovation hub, where we want to shape a culture in which challenge, development and innovation happen every day. Our mission as an organisation is to create a better financial future for our clients and BlackRock Budapest will enable this, through a relentless drive to make ourselves and our communities better. We are a diverse bunch of people who like to analyse, reinvent, and enhance how we work, and all in the pursuit of a better experience for our colleagues and clients. We offer The excitement to be a founder in a start-up with the security of a global, leading organization, where you will find innovation and inclusion are our competitive advantages. There are limitless problems to solve and opportunities for learning and development, alongside a team of clever and caring colleagues.
Business Unit Overview
Blackrock’s Compliance Department protects Blackrock’s reputation and provides client focused advice. It understands challenges and advises on the impact of regulation in our business, with the objective of:
Actively participating in business decisions to champion our clients’ interests and assist the business to translate Compliance into their daily work
Have client interests at the center of everything we do
Cultivate and enhance the compliance culture within BlackRock
Provide thought leadership on the impact and implementation of regulation
Developing and fostering excellence within the Compliance team
The communications surveillance program includes the review of communications that are identified for further review, as well as a routine sampling of all email communications. The Communication Surveillance Analyst is responsible for reviewing broker/dealer correspondence flagged by the firm’s surveillance software for potential violations of firm policy or industry rules. This position will work closely with other internal departments such as Legal and Compliance and Human Resources, and will interact with the various business groups of the individuals whose communications are subject to review.
Work with direct supervisors and management to investigate potential issues
Review emails; ensuring compliance with all internal procedures and applicable industry regulations
Work with internal resources, Designated Supervisory Principals Representatives and others to handle escalated communications
Build and maintain a broad knowledge base of the securities industry (regulatory, markets, products, processes, and operational methodologies) and on technology and system functionality
Demonstrate sound judgment while resolving issues
We are looking for people who are
Curious: You like to learn new things and have a healthy disrespect for status quo
Brave: You are happiest outside your comfort zone
Passionate: You feel personal ownership for the work you do and an aspiration to be better
Open: You value and respect input from other
Experimental: You make mistakes, but learn from them
Geeky: You want to outsmart the problem.
You should have
Undergraduate degree (or local equivalent)
Proficient in English
Experience in Financial Services that directly aligns with the specific responsibilities for this position
Regulatory experience in financial services (Federal/state/local equivalent, Self-Regulatory Organization/Equivalent) a plus
Financial Services industry experience preferably in a compliance or supervisory role required.
A demonstrated track record of consistently meeting and/or exceeding performance expectations
Possesses a bias for action and avoids workplace distractions
Drives performance targets to completion
Job Function: Legal/Compliance
Title: Compliance Communications Analyst (Budapest)
Primary Location: EMEA-Hungary-Budapest
Requisition ID: 170183
Job Posting: Jul 10, 2017, 7:42:53 AM
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